About this role
Responsibilities
- Serve as an in-house legal resource to investment, operations, compliance, and other business teams.
- Advise on regulatory matters involving the Investment Advisers Act, Investment Company Act of 1940, securities laws, and other requirements applicable to investment managers.
- Support the formation, structuring, and ongoing operation of private and registered investment funds.
- Provide legal support across credit strategies including private credit, direct lending, asset-based lending, structured credit, and CLOs.
- Review and negotiate fund documentation, including offering materials, partnership agreements, subscription documents, and side letters.
- Advise on fund governance, potential conflicts, trading restrictions, and related compliance matters.
- Support the marketing and distribution of investment products in the U.S. and internationally, including placement agent arrangements.
- Partner closely with the compliance team on policies, procedures, regulatory matters, and ongoing risk management.
- Manage relationships with external counsel and other legal service providers.
- Monitor regulatory developments and advise investment and business teams on their potential impact.
Qualifications & Preferred Experience
- 4–6+ years of relevant legal experience at a law firm, investment manager, or combination of both.
- J.D. from an accredited law school and admission to at least one U.S. state bar.
- Experience advising investment managers, private funds, registered funds, or alternative investment strategies.
- Strong understanding of private fund formation, investment documentation, and ongoing fund operations.
- Knowledge of the Investment Advisers Act and Investment Company Act of 1940 preferred.
- Familiarity with SEC requirements and regulatory compliance applicable to registered investment advisers.
- Experience with private credit, structured credit, CLOs, hedge funds, or other alternative investment strategies is strongly preferred.
- Strong drafting, negotiation, analytical, and communication skills.
- Ability to operate independently and provide practical, business-oriented legal advice to investment professionals and senior stakeholders.
- Experience at a leading investment management law practice or alternative asset manager is preferred.
Compensation will be competitive and commensurate with experience. In addition to base salary, the position is eligible for a discretionary annual bonus.
Benefits may include:
Medical, Dental, and Vision Insurance
401(k) Retirement Plan
Paid Time Off and Holidays
Professional Development Opportunities
Performance-Based Incentive Compensation