About this role
Responsibilities :
Trading
- Responsible for trading ID corection, revision transaction and trading error form
- Distribution approval opening account day trade, fee and limit.
- Data verification and Cheking document completeness
- Input the data into the system and updates when there is a change
- Making report when there is a change
- Filling data into cabinet
Form Approval
- Cheking document completeness from client
- Distribution approval form
- Update and activation data client to system
Withdrawal & Set Off
- Data verification related withdrawal & set off
- Process Withdrawal & Set Off to system
- Responsible for the availability of funds
Switch Stock, Switch Sales & Sharing Client
- Data verification and Cheking document completeness
- Distribution approval form
- Update data client to system
- Print the customer’s SOA for customer that requests the hardcopy document
- Submit Invoice to Finance for Billing Purpose and Store the Delivery Receipt
- Check in C-BEST System for Dormant Account
- Inform Salesperson about Dormant Account
- Close the Customer’s Sub Account
- Request Customer to Transfer Fund into Dormant Account
- Report to Compliance on the Reconciliation
- Notify Credit Control that Stock Valuation has been Updated
- Prepare CDD, EDD (if required) and PEP Forms
- Updating of Client Particulars and Reactivation of Client’s Account arising from Suspension due to Invalid / Duplicate SID
- Temporary Upliftment of Suspended Account due to Invalid SID for Settlement of Outstanding Contracts