KYC/AML Analyst_Sanction Screening L4 (7.1-9 years)

Responsibilities

Diligently carry out the 2LoD role in the account recertification and account opening process:

- Reviewing client profiles to ensure conformity to internal BNPP and HK/SG regulatory requirements on Anti Money Laundering /Countering Financing of Terrorism /Customer Due Diligence standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating

- Assisting with the preparation and presentation of existing client relationships to SG/HK risk committee with the objective of obtaining business & compliance management approval to start/maintain the relationship with the client

- Review client transactions for the period under review and flag out any suspicious transactions with regard to unknown 3rd parties; commercial nature etc.

- Provide advisory support to the business with regard to resolving newly identified adverse media, link to sanction countries related issues, identifying potential Politically Exposed Persons etc

- To provide advisory to Business on KYC and Financial Security matters.

- To investigate, analyze, prepare memo, and ensure required protocol is followed through

for cases with KYC/AML/FS concerns.

Perform risk assessment and make decisions with regards to unblocking of accounts

- Conducting investigations and assist in the filing of suspicious transaction reports (STRs) as appropriate

- To assist with internal audits, regulatory inspection and investigations · Be familiar with relevant MAS and HKMA requirements.

- To proactively identify potential gaps in the current processes/policies against regulatory requirements

- To work with Onshore Compliance on derogations and other policies-related matters.

- Collaborate with the larger compliance community, e.g. APAC Financial Security AML Advisory team.

- To provide administrative support such as tracking of file status, updating of bankruptcy lists.

- Perform any ad-hoc duties assigned by supervisor, including KYC in relation to client account closure

- KYC review of bank counterparties, review of bank reference letters, review of client investment profile questionnaires

Technical & Behavioral Competencies

- A team player with good relationship management and people skills

- Able to work independently, perform under pressure with tight deadlines and multitasks.

- A good knowledge of compliance framework with strong analytical skill.

- Have strong written and communication skills.

- Strong presentation skill

- Microsoft Outlook, MS Excel, Word and PowerPoint

Specific Qualifications:

- University graduate

Minimum 5 years of KYC/FS Compliance experience in Wealth Management/Private Bank with HK and SG exposure

Organized and meticulous