About this role
Core Competencies:
- Strong knowledge about various regulatory requirements and having risk orientation.
- Should have ability to work and coordinate with multiple stakeholders and have a solution driven approach.
- Network with industry compliance fraternity and adopt best practises.
- Managing efficient relationship with Regulator/s.
- Identifying, escalation and mitigation of Regulatory/Compliance risk
Job Duties & responsibilities:
- Guide and coach team members in driving the compliance agenda.
- Periodic Review of Branch OH (Operations Handbook), SOPs.
- Adherence to Guidelines pertaining to Master Circular on Customer Service at Banks.
- Review of risk events, frauds, Branch/ATM complaints, DLP instances, incidents, etc. and coordination with relevant teams for gap analysis and process improvement.
- Managing stakeholders expectation within the governance/compliance framework
- Branch Daily, Monthly Operations Checklist Collation & Sample Review,
- Insurance Limits revision & Collation & Preparation of Cash Retention Limit (CRL) Breach related KRI Data Review of Vault cash limits, Cash loading & CIT arrangements/ coordination,
- BCP process review / testing / coordination
- Support and collate required internal and regulatory reportings on fixed intervals.
- Coordination with branches for various Audits (Stat, Concurrent, Group submission),
- Risk and Control Self-Assessment (RCSA) -Common & Unit Level RCSAs.
Coordination with various compliance units, Product, Business Units for various transactions/ process related requirements/ Deviations (deferrals, email processing, etc.)
Location:
DBS Bank Centre
Job:
Risk Management
Schedule:
Regular
Employee Status:
Full time