Assistant Vice President, STAMC Risk and Compliance TH

Business Performance and Management

- To communicate, advise and monitor business activities to ensure compliance with rules and regulations

- Regulate the KYC register for periodic review of risk levels.

- Act as a coordinator to deliver the transaction report form to the Anti-Money Laundering Office.

- To be a risk assessment coordinator who is responsible for reporting in the AMRAC system of the Anti-Money Laundering Office.

- Coordinating DRP Exercise Bank wide, Call Tree

- Assessing external service providers' risks. (assessment company) and annual money laundering risk assessment

- To communicating and facilitating the operational risk management policies, processes and limits as well as validating compliance with the approved Operational Risk Management Framework.

Regulatory Compliance

- To inform management and/or staff on new regulation and/or announcement from relevant regulatory bodies in timely manner;

- To liaise with the relevant regulatory bodies in matters relating to compliance;

- Tracks and monitor the Company’s compliances;

- To ensure timely submission of reports and other information to management and any other applicable regulatory bodies’

- To act as independent channel to receive complaints from customers and to report to CEO on periodic basis on any complaints received;

- To arrange Shareholders Meeting and Board of Directors Meeting, prepare agenda for the meeting and take the minutes of the meeting

- Safekeeping of resolutions and any other relevant documents

- To provide training on compliance, PDPA law, and AML/CFT matter

- Perform as the center in compiling complaint issues that need to be submitted to regulatory

Qualification:

- Bachelor’s degree or higher in Business Administration, Laws, Finance or other related

- Experience in Compliance, Internal Audit, Law or Internal Control in Banking, Non-Bank and/or Asset Management Companies at least 1-3 years

- Good communication skill, both writing and interpersonal

- Initiative and responsible, enthusiastic and able to work hard

- Structural thinking, Strong skill in problem-solving, and good coordinated skills

- Ability to work under pressure whilst meeting deadlines

- Good command of spoken and written English

- Have good computer skills (Email, Word, Excel, Power point)