Director

Capital.comCalifornia, United StatesHybridFull-timeSenior, 5–8 yearsListed 5 hours ago

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About this role

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities

- Attend and actively contribute to Board meetings and, where applicable, Board committees.

- Provide oversight and constructive challenge on the Company’s strategy, objectives and performance.

- Oversee the effectiveness of governance, risk management, internal controls and compliance frameworks.

- Oversee the Company’s financial soundness, including capital adequacy.

- Review financial reporting, budgets and key business reports presented to the Board.

- Promote a strong compliance and ethical culture at Board level.

- Oversee material outsourcing arrangements and related controls from a governance perspective.

- Stay informed of regulatory developments and their impact on the business.

- Support the Board’s engagement with regulators, auditors and the shareholder as required.

- Act honestly, in good faith and in the best interests of the Company, managing any conflicts of interest appropriately.

Requirements

- A university diploma or equivalent along with a 5+ years of experience in the financial services industry, ideally including senior roles at a CIRO-regulated investment dealer.

- Successful completion of CIRO’s Director and Executive Exam, or the Partners, Directors and Senior Officers Course (PDO) qualification if it is still valid under CIRO’s exam validity and transition rules.

- Willingness to go through the CIRO approval process as a Director; prior approval as a Director/UDP or Executive by CIRO (IIROC) or another securities regulatory authority is an advantage.

- Strong working knowledge of the Canadian financial services regulatory framework.

- Experience in retail financial services, ideally brokerage, OTC derivatives or leveraged products.

- Board, governance or senior oversight experience in a regulated environment.

- Understanding of risk management, capital adequacy and financial reporting at a regulated firm.

- Sound commercial and risk judgement, with the ability to challenge constructively.

- Independence of mind, high standards of integrity and ethics, and a strong sense of accountability.

- Clean regulatory, disciplinary and criminal record.

What you will get in return:

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.