Compliance Manager

RSG Brasil Headhunters
So Paulo / SP
Cliente: Segmento de Servios Financeiros

Cargo: Compliance Manager

Responsibilities:

- Support the local Compliance Officer in maintaining the Brazilian regulatory framework ;

- Monitor applicable CVM, BCB, B3/BSM and other relevant regulatory requirements ;

- Establish and maintain local Compliance policies and procedures ;

- Develop the local AML/KYC framework and controls ;

- Establish client due-diligence and monitoring procedures ;

- Support transaction/client monitoring activities where applicable ;

- Maintain regulatory calendars and compliance obligations ;

- Coordinate regulatory reporting and information requests ;

- Prepare and maintain internal Compliance reports ;

- Support interactions with CVM, Banco Central, B3, BSM and other relevant institutions when required ;

- Monitor regulatory changes and assess their impact ;

- Establish compliance controls and testing procedures ;

- Coordinate internal compliance reviews and remediation plans ;

- Support the development of internal policies, manuals and procedures ;

- Work closely with Operations, Commercial, Risk, Finance and IT ;

- Coordinate Compliance to ensure consistency between Brazilian and Group frameworks ;

- Identify compliance risks associated with new products, services, partners and commercial initiatives ;

- Support regulatory audits and inspections ;

- Establish Compliance KPIs and management reporting ;

- Develop the short-, medium- and long-term Compliance roadmap ;

- Build and eventually manage the local Compliance team as the business expands.

Requirements:

- 5+ years of Compliance experience, preferably within a Brazilian CTVM/DTVM, brokerage, bank or other regulated financial institution ;

- Strong knowledge of the Brazilian financial regulatory environment ;

- Strong understanding of AML/KYC requirements ;

- Experience dealing with regulatory obligations and supervisory processes ;

- Familiarity with CVM and Banco Central requirements ;

- Familiarity with B3/BSM requirements is highly desirable ;

- Experience developing Compliance policies, procedures and controls ;

- Ability to establish a Compliance framework in a new operation ;

- Strong analytical and organizational skills ;

- Ability to work with senior management and international Compliance teams ;

- English is highly desirable and preferably strong enough for direct interaction with Group Compliance.

Remunerao: Competitive salaries and benefits, Were a fast-growing, multinational company, Work and learn with industry professions.
Incio imediato
www.rsgbrasil.com.br