Compliance Officer - Gift City

Job Description – Compliance Officer

Abans Investment Managers Limited (AIML) | GIFT City, Gandhinagar Department: Compliance & Regulatory Affairs Experience: Minimum 2 years in Compliance Location: GIFT City, Gandhinagar Regulatory Authority: International Financial Services Centres Authority (IFSCA)
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### Role Overview
AIML is proposing to establish a branch at GIFT City and explore registration with IFSCA under the Distributor category. We are looking for a Compliance Officer to support the registration process, ensure regulatory compliance and establish the compliance framework for the proposed operations.
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Key Responsibilities

- Support the IFSCA registration and licensing process for the proposed Distributor business.
- Ensure compliance with applicable IFSCA regulations, guidelines and reporting requirements.
- Develop and implement compliance policies, internal controls and regulatory procedures.
- Oversee AML/KYC compliance, client due diligence and regulatory documentation.
- Manage regulatory filings, periodic reporting and coordination with IFSCA.
- Monitor regulatory developments and ensure ongoing compliance with applicable requirements.
- Coordinate with internal stakeholders, auditors and regulatory authorities.

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Candidate Requirements

- Minimum 2 years of relevant experience in regulatory compliance, preferably within GIFT City or an IFSCA-regulated entity.
- Understanding of IFSCA regulations, preferably relating to distribution of financial products or capital markets.
- Exposure to AML/KYC, regulatory reporting, compliance monitoring and documentation.
- Experience supporting regulatory registration or licensing processes will be an advantage.
- Graduate in Finance, Commerce, Law or a related discipline. CA, CS or relevant professional qualifications preferred.

### Preferred Candidate Background
Candidates from IFSCA-regulated entities, fund management companies, financial product distributors, wealth management firms, capital market intermediaries or financial services organizations.